Notifications pursuant to Section 160 (1) No. 8 German Stock Corporation Act (AktG)
As at September 30, 2016, we had received the following voting rights notifications from shareholders with respect to exceeding and falling below the respective notification thresholds of 3 %, 5 % and 25 % in accordance with Section 21 (1) German Securities Trading Act (WpHG):
|Shareholders||Stake in %||Relevant
|Dimensional Holdings Inc., Santa Monica, USA||3.01||1/21/2008||2/4/2008|
|Salzgitter Mannesmann GmbH, Salzgitter 3)||25.002||8/29/2011||8/29/2011|
|UBS AG, Zurich, Switzerland||4.99||3/4/2013||3/20/2013|
|Norges Bank, Oslo, Norway 1)||2.99||11/2/2015||11/5/2015|
|Norges Bank, Oslo, Norway 1)||3.10||11/20/2015||11/26/2015|
|Norges Bank, Oslo, Norway 1)||2.749||12/10/2015||12/14/2015|
|JP Morgan Asset Management (UK) Limited||1.96||12/11/2015||12/18/2015|
|BlackRock, Inc., Wilmington, DE, USA 2)||3.03||1/13/2016||1/21/2016|
|BlackRock, Inc., Wilmington, DE, USA 2)||2.997||1/22/2016||1/28/2016|
|BlackRock, Inc., Wilmington, DE, USA 2)||3.0003||1/25/2016||1/29/2016|
|BlackRock, Inc. (voluntary company notification) 2)||3.08||1/26/2016||2/1/2016|
|BlackRock, Inc., Wilmington, DE, USA 2)||2.99||1/27/2016||2/2/2016|
|Norges Bank, Oslo, Norway 1)||3.19||2/15/2016||2/17/2016|
|Norges Bank, Oslo, Norway 1)||2.998||2/25/2016||2/29/2016|
|Norges Bank, Oslo, Norway 1)||3.039||3/14/2016||3/17/2016|
|Norges Bank, Oslo, Norway 1)||2.92||4/25/2016||4/29/2016|
|Norges Bank, Oslo, Norway 1)||3.09||5/2/2016||5/4/2016|
|Norges Bank (status notification) 1)||3.67||8/19/2016||9/5/2016|
|1) The shares are attributable to the state of Norway, represented by its Ministry of Finance; the transaction was conducted via the Norges Bank.
2) Held directly, or indirectly through subsidiaries.
3) The shares are attributable to Salzgitter AG, Salzgitter.
The voting rights notifications are available through the link: www.aurubis.com/en/en/corp/about-aurubis/corporate-governance/voting-rights-notifications
Section 25 German Securities Trading Act (WpHG) includes a comparable notification obligation corresponding to Section 21 (1) German Securities Trading Act (WpHG) with respect to financial instruments that grant their owner an unconditional right to unilateral acquisition of shares with voting rights. Moreover, Section 25a German Securities Trading Act (WpHG) introduced an additional notification obligation as of February 1, 2012: this extends to financial and other instruments that enable their owner, either effectively or economically, to acquire shares with associated voting rights. The notifications submitted to the Company in accordance with Sections 25 and 25a German Securities Trading Act can be accessed via the Company’s website or via the online platform of the Deutsche Gesellschaft für Ad-hoc-Publizität.